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Corporate Governance & Securities Compliance

Reduce Legal Risk With Expert Guidance On Corporate Compliance.

Fabian VanCott provides experienced, cost-conscious guidance to the founders, principals, and investors of emerging and established companies for structuring a growing business and raising capital. Our team helps businesses navigate evolving laws and regulations, and the increased scrutiny into corporate governance and compensation practices.

We help negotiate and structure transactions that will comply with securities regulations and achieve tax efficiency, while considering the needs of various stakeholders for private entities, publicly traded corporations, and individual executives and board members.

We also assist securities market intermediaries and participants in navigating the complex layers of federal and state securities laws. Fabian VanCott attorneys provide invaluable legal guidance on every aspect of growing a successful venture and attracting investors, including:

  • Biotechnology startups
  • Convertible debt offerings
  • Credit shelf facilities
  • Debt offerings
  • Equity offerings
  • Incentive equity compensation and profits interests
  • Letters of intent and term sheets
  • Limited liability company offerings
  • Management structure
  • Private placement memorandums
  • Profits interests and phantom equity
  • Regulation D and exempt offerings
  • Secured transactions
  • Securities compliance (state and federal)
  • Seed financing
  • Series A financing rounds
  • Stock options, ISOs, NSOs, and Phantom Stock

Meet our team of corporate attorneys below, and get in touch to discuss how to ensure your governance structure, voting rights, and board are optimal for your business.